Article
3. Product Stewardship for Household Batteries
42450.1.
For purposes of this article, and unless the context otherwise requires, the definitions in this article govern the construction of this article.(a) “Brand” means a name, symbol, word, or mark that identifies a household battery, rather than its components, and attributes the household battery to the owner or licensee of the brand as the producer.
(b) “Collection rate” means a quantitative measure established in each household battery stewardship plan that establishes the amount of household batteries required to be collected by the household battery stewardship system for that household battery by an established date. The collection rate is included as a
component of the product goals for a household battery. The collection rate shall be calculated by weight and shall distinguish between nonrechargeable household batteries and rechargeable household batteries, but not by the individual producer of each battery.
(c) “Department” means the Department of Resources Recycling and Recovery.
(d) (1) “Household battery” has the same meaning as defined in subdivision (c) of Section 42450, but shall not include any of the following:
(A) A battery that is sold in a covered electronic device, as defined in Section 42463.
(B) A battery that is not easily removable or is not intended or designed to be removed from the product, other than by the manufacturer.
(2) “Household battery” includes both the class of nonrechargeable household batteries and the class of rechargeable household batteries.
(e) “Household battery stewardship organization” means an organization appointed by one or more producers to act as an agent on behalf of the producer to design, submit, and administer a household battery stewardship plan pursuant to this article.
(f) “Household battery stewardship plan” or “plan” means a plan written by an individual producer, a household battery stewardship organization, or a hazardous waste transporter registered pursuant to Section 25163 of the Health and Safety Code, on behalf of one or more producers, that includes all of the information required by Section 42450.2.
(g) “Maximum feasible recovery of materials from collected household batteries” means the reclamation of metals or other source materials from a used household battery using a proven technology that has been demonstrated commercially to be economically achievable and sustainable.
(g)
(h) “Nonrechargeble battery” means a household battery that is not designed to be recharged for repeated use.
(h)
(i) “Producer” shall be determined, with regard to a household battery that is sold, offered for sale, or distributed in the state, as meaning one of the following:
(1) The person who manufactures the household battery and who sells, offers for sale, or distributes that household battery in the state under that person’s own name or brand.
(2) If there is no person who sells, offers for sale, or distributes the household battery in the state under the person’s own name or brand, the producer of the household battery is the owner or licensee of a trademark or brand under which the household battery is sold or distributed in the state, whether or not the trademark is registered.
(3) If there is no person who is a producer of the household battery for purposes of paragraphs (1) and (2), the producer of that household battery is the person who imports the household battery into the state for sale or distribution.
(i)
(j) “Product stewardship” means requiring the producer of a household battery, and all other entities involved in the distribution chain of a household battery, to share in the responsibility of reducing the life-cycle impact of the household battery and its packaging, including requiring the producer who makes design and marketing decisions for the household battery to bear
the primary responsibility for this reduction.
(j)
(k) “Product goal” means those qualitative or quantitative goals determined by the producer to address and measure source reduction, material content, packaging, and end-of-life management.
(k)
(l) “Program” means the system for the collection, transportation, recycling, and disposal of
household batteries pursuant to a completed household battery stewardship plan that is financed and managed or provided by an individual producer, collectively by one or more producers or by a hazardous waste transporter pursuant to paragraph (2) of subdivision (a) of Section 42450.2.
(l)
(m) (1) “Rechargeable household battery” means a household battery that consists of one or more voltaic or galvanic cells, which are electrically connected to produce electric energy, that is designed to be recharged for repeated use and that weighs less than 10 pounds.
(2) “Rechargeable household battery” includes a battery pack that combines one or more rechargeable household batteries and weighs, in total, less than 10 pounds.
(3) “Rechargeable household battery” does not include a battery of any size used to start an internal combustion engine or as the principal electrical power source for a vehicle or boat.
(m)“Recycling rate” means a quantitative measure that establishes the amount of collected household batteries that is recycled as compared to the total amount of household batteries that is collected, including the amount of the household batteries that is discarded for reuse, energy recovery, or safe disposal.
(n) “Reporting period” means the period commencing January 1 and ending on December 31 of the same calendar year.
(o) “Retailer” means a person that offers new household batteries in a retail sale, as defined in Section 6007 of the Revenue and Taxation Code, including a retail sale at retail through any means, including remote offerings such as sales outlets, catalogs, or an Internet Web site.
(p)“Reuse rate” means a quantitative measure that establishes the amount of collected household batteries that is reused as compared to the total amount of household batteries that is collected, including the amount of household batteries that is discarded by recycling, energy recovery, or safe disposal.
(q)
(p) “Sell” or “sales” means any transfer of title of a household battery for consideration, including a remote sale conducted through a sale outlet, catalog, or Internet Web site or similar electronic means, but does not include a lease.
(r)
(q) “Wholesaler” means a person that offers new household batteries for sale in this state in a sale that is not a retail sale, as defined in Section 6007 of the Revenue and Taxation Code, and for which the household battery is intended to be
resold.
42450.2.
(a) (1) On or before September 30, 2012, April 1, 2013, each producer or the household battery stewardship organization for producers of household batteries shall submit a household battery stewardship plan to the department.(2) A hazardous waste transporter registered pursuant to Section 25163 of the Health and Safety Code may elect to submit a household battery stewardship plan to the department on behalf of one or more producers, and, if so, the hazardous waste transporter shall submit
the household battery stewardship plan to the department on or before September 30, 2012, and shall comply with the provisions of this article that apply to a household battery stewardship organization, including, but not limited to, the requirements of subdivisions (b) and (c) and payment of the fees specified in Section 42450.10.
(b) A producer, group of producers, or household battery stewardship organization shall consult with stakeholders during the development of the household battery stewardship plan, including soliciting stakeholder comments and responding to stakeholder comments prior to submitting the household battery stewardship plan.
(c) Each household battery stewardship plan shall include, at a minimum, all of the following elements:
(1) Contact information for all participating producers.
(2) The collection rate for the household batteries subject to the plan, which shall be calculated for each class of household batteries subject to the plan, in the following manner, except as provided in Section 42450.4:
(A)On and after January 1, 2015, the collection rate shall be 25 percent of the average number of household batteries that are sold in the state during the previous three calendar years by the producers who are subject to that plan.
(B)On and after January 1, 2017, the collection rate shall be 45 percent of the average number of household batteries that are sold in the state during the previous three calendar years by the producers who are subject to that plan.
(C)On January 1, 2018, and annually thereafter, the producer shall demonstrate to the department that it has achieved continuous meaningful improvement in the collection rate.
(A) A baseline of the number of household batteries collected by all producers subject to the plan, which shall be calculated by weight based on the percentage of household batteries collected during the 2012 calendar year, as compared to the average number of household batteries that were sold in the state during the previous three calendar years by all producers that are subject to that plan, for each class of household batteries subject to the plan.
(B) On January 1, 2014, and annually thereafter, the program shall achieve an annual increase in the household battery collection rate of 5 percent, starting at the baseline rate calculated pursuant to subparagraph (A) for the 2012 calendar year, for each class of household batteries, and shall substantially increase that collection rate until reaching a 70 percent collection rate for each class of household batteries.
(C) If the program achieves an increase in the collection rate of more than 5 percent for any given year, the program may attribute that increase to subsequent years for purposes of determining compliance with subparagraph (B).
(3) A description of all of the following elements:
(A) Brands of the household batteries covered by the plan and if the brand is a rechargeable household battery or a nonrechargeable household battery.
(B)The manner in which the product goals will be achieved.
(C)The annual schedule for achievement of the collection rate for each class of household batteries covered by the plan consistent with the requirements of paragraph (2).
(D)The number and type of convenient collection opportunities free of charge for consumers in all counties of the state, including those supporting the retailer collection of used rechargeable household batteries required by Section 42453.
(E)Reuse rate and recycling rate for the household batteries manufactured by
the producer.
(B) The baseline of household batteries collected during calendar year 2012, as determined pursuant to subparagraph (A) of paragraph (2).
(C) The number and type of convenient collection opportunities provided free of charge for consumers in all counties of the state, including those supporting the retailer collection of used rechargeable household batteries required by Section 42453.
(D) How the plan will establish convenient collection points in every county so as to provide, at a minimum, one collection point per 10,000 people in each county by January 1, 2014, and one collection point per 5,000 people in each county by January 1, 2018.
(E) How the plan will achieve a maximum feasible recovery of materials from collected household batteries.
(F) Roles and responsibilities of key participants in the household battery distribution chain.
(G)Procedures to be used for notifying retailers and wholesalers of the program.
(G) The outreach procedures that will be used to provide notice of the program to employers, local agencies, retailers, wholesalers, and waste haulers.
(H) The manner in which existing
collection points and programs can be identified and maximized to achieve the required collection rates.
(4) (A) The financing method selected to sustainably fund the implementation of the plan for achieving the identified collection rates as described in the plan, pursuant to paragraph (2).
(B) The financing method shall not include a separate and distinct fee at the point of purchase.
(5)Education and outreach activities to maximize collection rates.
(5) The planned educational activities to maximize
collection rates, including, but not limited to, the use of social media, billboards, print, and radio, and information provided at the point of sale.
(6) A producer or household battery stewardship organization shall contact cities, counties, districts, and regional agencies, in whose jurisdictions the program will be implemented, to do either, or both, of the following:
(A) Reimburse the local public agency for the mutually agreed upon cost of collecting household batteries.
(B) Provide the local public agency with the location, hours, and contact information for the convenient collection points for household batteries that are located within the county where the local agency is located and are consistent with the plan.
42450.3.
A household battery stewardship program shall be considered in compliance with this article if it achieves the collection rate for each class of household batteries covered by the plan as required by paragraph (2) of subdivision (c) of Section 42450.2. If only one class of household batteries achieves its collection rate required by paragraph (2) of subdivision (c) of Section 42450.2, that portion of the program governing that class of household batteries shall be considered in compliance with the plan.42450.4.
A producer may petition the department for an adjustment to the collection rate. The department may grant an adjustment to the collection rate only if the department determines there are documented exigent circumstances that are beyond the control of the producer or household battery stewardship organization.42450.5.
(a) The department shall review a plan within 45 days after the date the plan is received and either deem the plan complete or incomplete. If the department does not deem the plan complete, the department shall notify the producer or organization that submitted the plan of the deficiencies and the producer or, to ensure that each plan element has been addressed in the plan, within 30 days after the date the plan is received. The department shall perform only a completeness check and shall deem the plan complete if each plan element has been addressed. If the department does not deem the plan
complete, the department shall notify the producer or organization that submitted the plan which elements were not addressed, and the producer or organization shall revise and resubmit the plan within 45 days after receiving the notification. If the department deems the plan complete, the department shall, within 45 days after receipt, notify the producer or organization that the submitted plan is complete.(b) The department shall make all household battery stewardship plans submitted to the department available to the public on the department’s Internet Web site.
(c) A producer shall notify the department 30 days before instituting a significant or material change to a household battery stewardship plan.
(d) On or before July 1, 2013, and on or before July 1
September 1, 2013, and on or before September 1 annually thereafter, the department shall post on its Internet Web site a listing of the brands of household batteries for which the producer is in compliance with this article.
42450.6.
On and after January 1, 2014, a producer, wholesaler, or retailer shall not offer a household battery for sale in this state or offer a household battery for promotional purposes in this state unless one of the following applies:(a) The plan submitted by the producer or household battery stewardship organization of that household battery has been deemed complete by the department pursuant to Section 42450.5.
(b) A plan submitted by a hazardous waste transporter on behalf of the producer of that household battery pursuant to paragraph (2) of subdivision (a) of Section 42450.2 is deemed complete by the department.
42450.7.
Upon receiving notification from the department pursuant to Section 42450.5 that a plan is complete, the producer or the household battery stewardship organization shall do all of the following:(a) Implement the plan, including, but not limited to, achieving the collection rate specified in the plan.
(b) Pay the administrative fees imposed pursuant to subdivision (b) of Section 42450.10.
(c) Submit the annual report required by Section 42450.9.
(d) (1) Contact cities, counties, districts, and regional agencies, in whose jurisdictions the program will be implemented, to do either, or both, of the following:
(A) Reimburse the local public agency for the mutually agreed upon cost of collecting household batteries.
(B) Provide the local public agency with products to set up a collection point at that agency and provide for pickup of household batteries collected, including, but not limited to, arranging for the disposal of those household batteries.
(2) A local agency that the elects to participate in either of the activities specified in paragraph (1) shall separate from any other materials the household batteries made available for collection by the producer or household battery stewardship organization.
42450.8.
(a) A wholesaler or a retailer that distributes or sells household batteries shall monitor the department’s Internet Web site to determine if the sale of a producer’s household batteries is in compliance with this article.(b) A retailer shall have 90 days from the date a noncompliant brand is posted on the department’s Internet Web site to sell the remaining stock of those noncompliant household batteries or to remove the product from sale. An enforcement action shall not be taken against a retailer pursuant to this article with regard to that noncompliant brand until after that 90-day period has expired.
42450.9.
(a) On or before April 1, 2014, and every subsequent year thereafter, each producer or household battery stewardship organization implementing a plan shall prepare and submit to the department an annual report describing the activities carried out pursuant to the plan during the previous calendar year. The annual report shall include, but is not limited to, all of the following:(1)The extent to which each element of the plan specified in subdivision (c) of Section 42450.2 is attained, including, but not limited to, achieving the collection rate specified in the plan.
(2)The actions that the producer will take during the next reporting period to meet the product goals
specified in the plan that have not been met.
(3)A report of the total sales data for household batteries sold in the state for the previous three calendar years.
(4)Independently audited financial statements that detail the financing method selected to sustainably fund the implementation of the plan for achieving the identified collection rates as described in the plan, pursuant to paragraph (2) of subdivision (c) of Section 42450.2.
(b)The department shall review an annual report submitted pursuant to this section and shall deem it complete if the department determines the report contains the information required by this section.
following elements:
(1) The number of household batteries collected by the program in the prior year and the collection rate achieved in the prior year.
(2) A report of the total sales data for household batteries sold in the state for the previous three calendar years.
(3) A report on the feedback from a stakeholders’ meeting, hosted by producers, that was made available by Web cast, prior to submittal of the annual report.
(4) Independently audited financial statements that detail the financing method selected to sustainably fund the implementation of the plan to achieve the identified collection rates described in the plan,
pursuant to paragraph (4) of subdivision (c) of Section 42450.2.
(5) Locations, hours, and contact information for all collection points set up by the producers covered by the plan.
(6) Examples and description of educational materials used to increase collection.
(b) The department shall review an annual report by doing all of the following:
(1) Conducting a random check of collection points to ensure the program is collecting household batteries and that local public agencies are provided the services specified in paragraph (1) of subdivision (d) of Section 42450.7.
(2) If the report is submitted for the 2018 calendar year, and each year thereafter, certifying that the collection points
listed in the annual report are located in every county and are established at a minimum of one site per 10,000 people or one site per 5,000 people, as specified in subparagraph (D) of paragraph (3) of subdivision (c) of Section 42450.2.
(3) Reviewing sales data and collection numbers provided for the state to verify collection rates.
(4) If a collection rate increase of 5 percent is not achieved, verifying that the next year’s financial statements indicate a 10-percent increase in the amount the program will spend on collection, education, and outreach.
(5) Verifying that all annual report elements specified in subdivision (a) have been addressed in the report.
(c) If the department does not act on a report within 45 days of
receipt, the report shall be deemed to be complete.
(d) The department shall make all reports submitted to the department pursuant to this section available to the public on the department’s Internet Web site.
(e) If the collection rate for the household batteries subject to the plan meets the collection rate specified in subparagraph (B) of paragraph (2) of subdivision (c) of Section 42450.2, the report shall be submitted once every two years.
42450.10.
(a) (1) A producer or household battery stewardship organization that submits a battery stewardship plan to the department shall pay a plan review fee to the department pursuant to this subdivision.(2) The department shall set the plan review fee at an amount so that the total amount of plan review fees received by the department is no more than necessary to cover the reasonable costs of reviewing and enforcing the plan. The department may establish a variable plan review fee based on relevant factors, including, but not limited to, the proportion of household batteries produced by the feepayer as compared to the total amount of batteries produced by all producers or household
battery stewardship organizations submitting a household battery stewardship plan. The department shall establish the fee so that the manner in which the fee is allocated bears a fair and reasonable relationship to the department’s costs in reviewing a plan.
(3) The fee shall be due to the department upon submittal of the plan.
(b) (1) A producer or household battery stewardship organization required to submit an annual report pursuant to this article shall pay an annual administrative fee to the department pursuant to this subdivision.
(2) The department shall set the annual administrative fee in an amount that is no more than necessary to cover the reasonable costs of reviewing annual reports and enforcing this article. The department may establish a variable annual administrative fee based on
relevant factors, including, but not limited to, the proportion of household batteries produced by the feepayer, as compared to the total amount of household batteries produced by all producers or household battery stewardship organizations submitting an annual report, and whether the producer is submitting a plan every two years as specified in subdivision (e) of Section 42450.9. The department shall establish the fee so that the manner in which the fee is allocated bears a fair and reasonable relationship to the department’s costs in reviewing the annual reports and enforcing this article.
(3) The fee shall be due to the department upon submittal of the annual report.
(c) The total amount of fees collected pursuant to this section shall not exceed the amount necessary to recover costs incurred by the department in connection with the administration and enforcement of the
requirements of this article.
42450.11.
(a) The Household Battery Stewardship Account and the Household Battery Stewardship Penalty Subaccount are hereby established in the Integrated Waste Management Fund.(b) All fees collected pursuant to this article shall be deposited in the Household Battery Stewardship Account and may be expended by the department, upon appropriation by the Legislature, to cover the department’s costs to implement this article.
(c) All penalties collected pursuant to this article shall be deposited in the Household Battery Stewardship Penalty Subaccount and may be expended by the department, upon appropriation by the Legislature, to cover the
department’s costs to implement this article.
(d) All funds that are collected or received by the department pursuant to this article, other than the fees specified in subdivision (b), may be expended as incentives to enhance reuse, recyclability, and redesign efforts and to reduce environmental and safety impacts of household batteries.
42450.12.(a)If, after holding a public hearing, the department finds that a producer has failed to make a good faith effort to comply with this article, including, but not limited to, failing to submit a plan pursuant to Section 42450.2 or failing to submit an annual report pursuant to Section 42450.9, the department shall issue a compliance order with a schedule for achieving compliance.
(b)If, after issuing an order and schedule for compliance pursuant to subdivision (a), the department finds that the producer has failed to make a good faith effort to comply with this article, the department may impose an administrative civil penalty of five thousand dollars ($5,000) per day until the producer achieves compliance.
(c)For purposes of this section, “good faith effort” means all reasonable and feasible efforts by a producer or the program implementing a plan deemed complete by the department towards implementing the requirements of this article, including, but not limited to, meeting the collection rate specified in the plan.
(d)If a household battery stewardship organization or hazardous waste transporter submits a plan on behalf of a producer pursuant to Section 42450.2, which plan is deemed complete by the department, and the department finds the program established by the plan has made a good faith effort to implement this article, the department shall not deem the producer to have failed to make a good faith effort to implement this article.
42450.13.
(a) The department may impose an administrative civil penalty not to exceed one thousand dollars ($1,000) per day against a wholesaler or retailer that violates Section 42450.6.(b) A wholesaler or retailer that removes from sale any household battery within 90 days of discovery that it is not in compliance with this article shall not be deemed to be in violation of Section 42450.6.
(c) Prior to enforcing any penalty pursuant to this section, the department shall issue a compliance order to the wholesaler or retailer selling the household battery allowing 30 days from the date of the compliance order to cease sales of the household
battery.
42450.16.
This article does not limit, supersede, duplicate, or otherwise conflict with the authority of the Department of Toxic Substances Control under Section 25257.1 of the Health and Safety Code to fully implement Article 14 (commencing with Section 25251) of Chapter 6.5 of Division 20 of the Health and Safety Code, including the authority of the department to include household batteries in its household battery registry.42450.17.
(a) Except as provided in subdivision (b), any action taken to increase the recycling of household batteries pursuant to this article by a producer, stewardship organization, or hazardous waste transporter that affects the types or quantities being recycled or the cost and structure of any return program is not a violation of either the Cartwright Act (Chapter 2 (commencing with Section 16700) of Part 2 of Division 7 of the Business and Professions Code), or the Unfair Practices Act (Chapter 4 (commencing with Section 17000), of Part 2 of Division 7 of the Business and Professions Code).(b) Subdivision (a) shall not apply to any agreement establishing or affecting the price of household batteries
or the output or production of household batteries, or any agreement restricting the geographic area in which, or customers to whom, household batteries with will be sold.