Today's Law As Amended


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SB-1176 Department of Financial Protection and Innovation: loan-related activities: data analysis and practices.(2021-2022)



As Amends the Law Today


SECTION 1.
 The Legislature finds and declares all of the following:
(a) According to the Federal Reserve Bank of San Francisco, low-income consumers and consumers of color are less likely to have traditional banking relationships than consumers with average incomes or White consumers. Disparities in access to basic financial services is one factor that results in disparities in access to credit. Across mortgage, small business, and auto loans, Black and Hispanic consumers are more likely to be denied credit or receive higher interest rates when they do get a loan. Secret shopper studies have shown that Black and Hispanic consumers receive different information from bankers when applying for loans as well. The more limited availability of traditional, affordable credit may push these consumers into predatory products or those with very high interest rates, like payday loans, or may result in reliance on traditional—but more expensive—types of debt, like credit cards.
(b) The Department of Financial Protection and Innovation regulates and oversees providers of financial services and products in California. Among its duties, the department administers licensing programs that cover state banks, state credit unions, independent mortgage companies, nonbank lenders, and certain financial technology companies that provide payment services or make loans. While the department examines these companies for compliance with the requirements and prohibitions of applicable licensing laws, these laws do not authorize or direct the department to evaluate how well these companies are serving the needs of underserved communities.
(c) In 2020, the Legislature passed and the Governor signed Assembly Bill 1864 (Limón) (Chapter 157), which provided the Department of Financial Protection and Innovation (DFPI) with flexible authority to regulate and oversee providers of financial services that are not covered by existing licensing laws. The authority provided by AB 1864 was modeled after the authority provided by Congress to the Consumer Financial Protection Bureau, including authority to investigate and bring enforcement actions against unfair, deceptive, or abusive acts or practices. On March 16, 2022, the Consumer Financial Protection Bureau announced that it would expand its antidiscrimination efforts to combat discriminatory practices across the board in consumer finance, as such practices may constitute an unfair act or practice.
(d) In 1977, the federal government enacted the Community Reinvestment Act, which establishes a continuing and affirmative obligation for banks to help meet the credit needs of the local communities in which they are chartered and instructs the federal banking regulators to assess banks on how well they meet the credit needs of their communities. The Community Reinvestment Act does not cover credit unions, independent mortgage companies, or other nonbank financial service providers, all of which have grown in importance and market share in the financial services industry since 1977.
(e) It is the intent of the Legislature to enact this division to begin the process of increasing the priority of equity and the needs of underserved communities in the supervisory and regulatory activities of the Department of Financial Protection and Innovation, as such activities relate to licensees of the department.

SEC. 2.

 Division 26 (commencing with Section 100100) is added to the Financial Code, to read:

DIVISION 26. Examining Equity in Financial Services

100100.
 For purposes of this division, the following definitions apply:
(a) “Department” means the Department of Financial Protection and Innovation.
(b) “Licensee” means a bank, savings association, credit union, finance lender, or residential mortgage lender.
100101.
 (a) The department shall conduct an analysis of whether nonbank lenders licensed by the department are meeting the credit needs of underserved communities, as compared to depository institutions currently subject to the federal Community Reinvestment Act (12 U.S.C. Sec. 2901). In conducting its analysis, the department shall review each licensee’s mortgage lending activities from publicly available data provided pursuant to the federal Home Mortgage Disclosure Act (12 U.S.C. Sec. 2801 et seq.). The analysis of each licensee shall include the following data:
(1) Number of applications received, loans made, and loan approval rates for home purchase and refinancing loans by income and by race and ethnicity.
(2) Average interest rates and closing costs by income and by race and ethnicity.
(3) The mix of loan types by income and by race and ethnicity.
(b) The analysis may consider additional Home Mortgage Disclosure Act data points, stratified by income and by race and ethnicity, as the department determines is necessary to determine how lenders in California are meeting the needs of underserved communities.
(c) The analysis required by this section shall be made available to the public and posted on the department’s internet website.
(d) (1) On or before ____, the department shall provide a summary report of its findings pursuant to this section to the respective chairpersons of the Senate Banking and Financial Institutions Committee and the Assembly Banking and Finance Committee.
(2) The requirement for submitting a report imposed under paragraph (1) shall be inoperative on ____, pursuant to Section 10231.5 of the Government Code.
(3) A report to be submitted pursuant to paragraph (1) shall be submitted in compliance with Section 9795 of the Government Code.
100102.
 (a) The department shall seek information from regulators in other states that have enacted laws modeled after the Community Reinvestment Act (12 USC Sec. 2901) and analyze whether those laws have resulted in an increase in lending to underserved communities, compared to states that have not enacted similar state laws.
(b) The information required to be identified and the recommendations required by this section shall be summarized and made available to the public and posted on the department’s internet website.
(c) (1) On or before ____, the department shall provide a summary report of its findings pursuant to this section to the respective chairpersons of the Senate Committee on Banking and Financial Institutions and the Assembly Committee on Banking and Finance.
(2) The requirement for submitting a report imposed under paragraph (1) is inoperative on ____, pursuant to Section 10231.5 of the Government Code.
(3) A report to be submitted pursuant to paragraph (1) shall be submitted in compliance with Section 9795 of the Government Code.
100103.
 (a) The department shall review its statutory authority, regulations, and processes related to the examination of a licensee and determine whether the department has adequate authority to examine a licensee for how well the licensee meets the financial services needs of underserved communities.
(b) (1) On or before ____, the department shall provide a summary report of its findings pursuant to this section to the respective chairpersons of the Senate Committee on Banking and Financial Institutions and the Assembly Committee on Banking and Finance.
(2) The requirement for submitting a report imposed under paragraph (1) is inoperative on ____, pursuant to Section 10231.5 of the Government Code.
(3) A report to be submitted pursuant to paragraph (1) shall be submitted in compliance with Section 9795 of the Government Code.